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SEC Filings News 3 January 2026 - 7 January 2026

Adaptive Biotechnologies (ADPT) stock jumps as biotech gains; SEC filing flags insider sale

Adaptive Biotechnologies (ADPT) stock jumps as biotech gains; SEC filing flags insider sale

New York, January 7, 2026, 12:25 (EST) — Regular session Shares of Adaptive Biotechnologies rose 6.5% to $17.15 on Wednesday, after trading between $16.24 and $17.33, giving the company a market value of about $2.0 billion. The stock has traded between $4.32 and $21.89 over the past 52 weeks. The move matters now because investors have been bidding up riskier biotech names again, and ADPT tends to swing with that tone. The SPDR S&P Biotech ETF and the iShares Nasdaq Biotechnology ETF were each up about 2.5% in midday trade. The broader market was also higher, but not by as
7 January 2026
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SoFi stock slides after SEC filing confirms extra shares sold at $27.50

SoFi stock slides after SEC filing confirms extra shares sold at $27.50

New York, January 6, 2026, 10:49 (ET) — Regular session SoFi Technologies, Inc. (NASDAQ: SOFI) shares were down 7.8% at $27.01 in late morning trading on Tuesday after a filing showed the fintech completed the sale of additional shares tied to its December stock offering. Underwriters exercised an option on Jan. 2 and the company completed the issuance and sale on Jan. 5, lifting the total shares sold in the offering to 57,754,660, according to the filing. SEC The extra stock adds supply at a sensitive moment for high-growth lenders, where sentiment can turn quickly on funding costs and loan
6 January 2026
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SEC filings show who’s buying AST SpaceMobile as ASTS stock rallies again

SEC filings show who’s buying AST SpaceMobile as ASTS stock rallies again

New York, January 6, 2026, 10:24 EST Three investment advisers disclosed new or expanded stakes in AST SpaceMobile as the satellite-to-phone company’s shares pushed higher again on Tuesday. The disclosures matter because AST SpaceMobile has become a high-volatility bet on whether satellites can extend mobile coverage beyond cell towers. Form 13F reports, filed each quarter, show stock holdings of big investment managers at the end of the reporting period. ASTS was up about 4.9% at $95.41 by mid-morning in New York, after closing at $90.92 on Monday. The stock traded as high as $92.45 on Monday on about 20.5 million
6 January 2026
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SoFi stock jumps after SEC filing confirms completed share sale — what SOFI investors watch next

SoFi stock jumps after SEC filing confirms completed share sale — what SOFI investors watch next

New York, January 5, 2026, 18:53 (EST) — After-hours SoFi Technologies (SOFI.O) shares closed up 6.6% at $29.28 on Monday, with volume topping 73 million shares. Yahoo Finance The move matters now because the company’s equity raise has been a key overhang for traders. Stock sales add cash but dilute existing shareholders by increasing the number of shares outstanding. In an SEC filing, SoFi said it completed the issuance and sale of shares purchased under an underwriters’ option — a standard feature of a public offering that allows banks to buy extra stock — bringing the total number of shares
6 January 2026
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Ondas Holdings stock rises on Jan. 16 investor day plan, SEC resale filing sharpens focus on 2026 outlook

Ondas Holdings stock rises on Jan. 16 investor day plan, SEC resale filing sharpens focus on 2026 outlook

New York, January 5, 2026, 13:05 (ET) — Regular session Shares of Ondas Holdings Inc (ONDS.O) rose 6.5% to $11.74 in early afternoon trade on Monday after the company set a January 16 investor day and disclosed an SEC resale registration tied to its autonomous systems business. SEC The investor day matters because Ondas said it expects to lay out an updated 2026 business plan and a financial outlook, including revenue-growth assumptions and investment priorities. That is the next hard catalyst for a stock that has been driven by event risk and incremental disclosures rather than a steady earnings cadence.
5 January 2026
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Ondas (ONDS) stock rises as Jan. 16 investor day and SEC resale filing sharpen focus

Ondas (ONDS) stock rises as Jan. 16 investor day and SEC resale filing sharpen focus

NEW YORK, January 5, 2026, 11:57 (EST) — Regular session Ondas Holdings Inc shares rose on Monday after the company set an investor day later this month and disclosed an SEC filing tied to stockholders’ resale of shares. The stock was up 4.2% at $11.48, after touching $11.72 earlier in the session on about 52 million shares traded. Ondas Holdings Inc. The announcements land as Ondas’ fast-moving shareholder base looks for a clearer 2026 roadmap after recent volatility in small-cap defense and security names. An investor-day “outlook” can reset expectations quickly, especially when management also signals how much capital it
5 January 2026
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Fresh SEC filings show two big investors boosted Suncor Energy stock — and why it matters now

Fresh SEC filings show two big investors boosted Suncor Energy stock — and why it matters now

Calgary, Alberta, Jan 5, 2026, 08:41 MST Two asset managers increased their stakes in Suncor Energy Inc in the third quarter, regulatory filings showed, adding to a wave of institutional positioning in the Canadian oil producer’s U.S.-listed shares. The disclosures land as investors start the year re-checking energy exposure after a volatile 2025 for crude prices and as oil market forecasts turn more cautious. For Suncor, steady dividends and buybacks have become a central part of the equity story, particularly for funds looking for cash returns rather than pure oil-price upside. The filings also arrive amid renewed focus on supply
5 January 2026
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New SEC filings show big ConocoPhillips COP stake cuts — and a $46 million CEO stock sale

New SEC filings show big ConocoPhillips COP stake cuts — and a $46 million CEO stock sale

HOUSTON, Jan 5, 2026, 08:15 ET DT Investment Partners and SteelPeak Wealth sharply reduced their stakes in ConocoPhillips during the third quarter, regulatory filings showed on Monday. Separate SEC disclosures show Chief Executive Ryan Lance sold more than 500,000 shares in December. The updates matter because they offer a snapshot of how smaller managers were positioned in one of the U.S. oil sector’s biggest names before year-end, at a time when policy and commodity swings can quickly reshape sentiment. The disclosures also add fresh detail to insider trading in the stock, which investors often track for signals on valuation and
5 January 2026
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CoreWeave stock (CRWV) in focus after SEC filing eases liquidity and covenant tests

CoreWeave stock (CRWV) in focus after SEC filing eases liquidity and covenant tests

NEW YORK, Jan 4, 2026, 17:38 ET — Market closed CoreWeave, Inc. said it amended a key credit agreement to ease near-term liquidity and covenant requirements, aligning the facility with a delivery schedule it discussed on its last earnings call. SEC The changes matter because CoreWeave’s growth hinges on financing and deploying large amounts of computing infrastructure. Covenant headroom — the buffer before a lender test is breached — can shape how comfortably a company can keep investing without raising fresh capital. They also put specific dates on the calendar that traders will track into the next session. The company’s
4 January 2026
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Ondas stock jumps on rebrand plan, Florida HQ move and fresh SEC filings

Ondas stock jumps on rebrand plan, Florida HQ move and fresh SEC filings

NEW YORK, January 4, 2026, 04:44 ET — Market closed. Ondas Holdings shares last closed up 12.9% at $11.02 on Friday, after gaining $1.26 from the prior close of $9.76, as traders digested a cluster of corporate and balance-sheet updates. About 136 million shares changed hands, according to Nasdaq data. Nasdaq The late-week rally matters because it comes with a clearer pivot in messaging toward defense and security markets, a theme that has drawn fast-moving retail and momentum money into smaller autonomy names. It also puts near-term attention back on the capital structure. Investors in companies with uneven cash generation
4 January 2026
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Intuit stock drops nearly 5% today as 2026 opens; SEC filing and dividend dates in focus

Intuit stock drops nearly 5% today as 2026 opens; SEC filing and dividend dates in focus

NEW YORK, January 2, 2026, 19:11 ET — After-hours Intuit Inc (INTU) shares fell 4.99% on Friday to $629.46, and were little changed in after-hours trading. The drop put Intuit among the day’s laggards in large-cap software at the start of the new year. Investors often use early-January moves to reset positioning after year-end rallies and tax-related portfolio shifts. Wall Street was choppy, with gains in some cyclical corners offset by weakness in parts of tech and consumer names, a Reuters market report said. “The next Fed Chair is probably going to be much more dovish than Jerome Powell,” said
3 January 2026
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CoreWeave stock jumps after-hours after SEC filing eases liquidity covenant

CoreWeave stock jumps after-hours after SEC filing eases liquidity covenant

NEW YORK, January 2, 2026, 17:51 ET — After-hours CoreWeave shares rose in after-hours trading on Friday after the AI cloud provider disclosed amendments to a key credit agreement that loosen near-term covenant requirements, a filing showed. The stock was last up 10.8% at $79.32. The changes matter now because investors have been focused on how quickly heavily financed AI infrastructure companies can turn equipment deliveries into revenue and cash. Covenant tweaks can reduce the risk of a technical breach if project timing shifts. CoreWeave’s filing tied the amendment directly to delivery timing, underscoring that lenders — and shareholders —
3 January 2026
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Stock Market Today

Seagate (STX) stock jumps nearly 6% as Citi hikes target — what to watch next week

Seagate (STX) stock jumps nearly 6% as Citi hikes target — what to watch next week

7 February 2026
Seagate shares rose 5.9% to $429.32 Friday after Citigroup raised its price target to $480 and reiterated a buy rating. The gain ended a two-day slide but left the stock 6.6% below its Feb. 3 high. CEO Dave Mosley sold 20,000 shares on Feb. 2 under a pre-arranged plan, SEC filings show. U.S. jobs and inflation data next week are seen as key tests for tech stocks.
Cummins (CMI) stock price rebounds after earnings whipsaw as investors eye data-center power demand

Cummins (CMI) stock price rebounds after earnings whipsaw as investors eye data-center power demand

7 February 2026
Cummins shares jumped 6.8% to $577.73 Friday, recovering from a nearly 9% post-earnings drop the day before. The company reported Q4 revenue up 1% to $8.54 billion, took a $218 million charge tied to its hydrogen business, and guided for 2026 EBITDA of 17–18% of sales. Demand for data center generators offset weakness in North American truck markets. Analyst reaction was mixed; Truist raised its price target.
Corning stock hits first record close since 2000 as jobs, CPI data loom

Corning stock hits first record close since 2000 as jobs, CPI data loom

7 February 2026
Corning shares surged 8.3% to $122.16 Friday, their highest close since the dot-com era, after Meta agreed to buy up to $6 billion in fiber-optic cables. The stock is up 40% since late 2025, fueled by strong first-quarter guidance and AI data-center demand. Insiders sold shares following the rally, SEC filings show. Investors await next week’s U.S. jobs and inflation data for rate signals.
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